作者王洁蕊
姓名汉语拼音WangJierui
学号2022000001015
培养单位兰州财经大学
电话17705442170
电子邮件wjr17705442170@126.com
入学年份2022-9
学位类别学术硕士
培养级别硕士研究生
学科门类经济学
一级学科名称应用经济学
学科方向区域经济学
学科代码020202
第一导师姓名赵永平
第一导师姓名汉语拼音ZhaoYongping
第一导师单位兰州财经大学经济学院
第一导师职称教授
题名环境规制对黄河流域经济高质量发展的影响研究
英文题名Environmental regulation on high-quality economic development in the Yellow River Basin Impact study
关键词环境规制 高质量发展 中介效应 区域异质性 黄河流域
外文关键词Environmental Regulation;High quality development; Intermediary effect;Regional heterogeneity;Yellow River basin
摘要

      黄河流域不仅承载着维系国家生态安全的重要功能,同时还是我国的核心经
济走廊与能源储备基地,对于促进区域协调发展、保障社会稳定以及构建生态保
护体系具有不可替代的作用。黄河流域的综合治理与可持续发展,在国家宏观经
济发展与生态文明建设进程中占据着关键地位。然而,受发展条件、地理位置以
及自然资源等因素的限制,黄河流域的经济基础相对较弱,而且随着黄河流域城
市间工业化、城镇化的快速发展,黄河流域面临着严重的水资源污染压力,生态
环境脆弱,这些都严重制约着黄河流域经济质量的提升。
       现阶段,随着国家对黄河流域的不断重视,如何兼顾好黄河流域生态保护和
高质量发展已上升为国家战略,环境规制则成为了推动黄河流域生态保护和高质
量发展的重要手段之一。本文以2012-2022年黄河流域59个地级市为研究对象,
研究环境规制这一政策与黄河流域经济持续健康发展之间的关系。以五大新发展
理念为基础,结合黄河流域当前的发展状况,把生态环境因素列入研究范围,构
建了黄河流域经济高质量发展综合评价指标体系,用改进后的熵值法进行高质量
水平测度,并运用Kernel核密度估计法对黄河流域经济发展水平进行空间动态
分布的特征分析,具体研究结论如下:
      (1)从黄河流域2012年到2022年这11年发展水平的测度结果来看,其经
济高质量发展水平稳中向好,呈现稳步上升趋势,此外环境规制能正向促进黄河
流域经济高质量发展且效果显著;基于动态演进核密度分析发现,黄河流域经济
高质量发展呈现经济重心不断右移、发展水平右拖尾、波峰宽度变窄且波峰数增
加这四个显著特点。(2)通过对黄河流域不同区域进行异质性分析,一是将黄
河流域划分成上游、中游、下游,得出各区域之间经济发展水平不均衡,下游地
区的经济发展水平明显高于黄河流域整体水平和上中游地区水平,下游地区的环
境规制能显著促进经济高质量发展,中游地区的环境规制对区域经济发展具有负
向影响且效果不显著,上游地区的环境规制对区域经济发展具有正向影响但效果
不显著;二是按照大、中、小城市的划分来看,小城市和大城市的环境规制能显
著促进当地经济的高质量发展,中等城市的环境规制对区域经济高质量发展具有
不显著的负向影响。(3)基于中介效应检验结果的分析显示,环境规制对黄河流域经济高质量发展的作用机制可通过三条间接作用机制实现:优化产业结构、
提升绿色技术创新能力以及降低碳排放强度。产业结构升级和绿色技术创新呈现
显著的正向中介效应,具体表现为规制政策力度的加强能够有效优化产业结构,
促进绿色技术进行创新;而碳排放强度则表现出反向的中介效应,即单位GDP
对应的碳排放量的增加会在一定程度上制约经济发展质量的提升。最后基于上述
研究结论提出环境规制促进黄河流域高质量发展的对策建议。

英文摘要

     The Yellow River basin not only carries the important function of
 maintaining national ecological security, but also is the core economic
 corridor and energy reserve base of China, which plays an irreplaceable
 role in promoting coordinated regional development, ensuring social
 stability and building an ecological protection system. The  comprehensive management and sustainable development of the Yellow
 River Basin occupy a key position in the process of national
 macroeconomic development and ecological civilization construction.
 However, due to the limitations of development conditions, geographical
 location and natural resources, the economic foundation of the Yellow
 River Basin is relatively weak, and with the rapid development of
 industrialization and urbanization among cities in the Yellow River Basin,
 the Yellow River Basin is facing serious water pollution pressure and
 fragile ecological environment, which seriously restrict the improvement
 of economic quality in the Yellow River Basin.
         At this stage, with the continuous attention of the state to the Yellow
 River Basin, how to take into account the ecological protection and
 high-quality development of the Yellow River Basin has become a
 national strategy, and environmental regulation has become one of the
 important means to promote the ecological protection and high-quality
 development of the Yellow River Basin. This paper takes 59 prefecture level cities in the Yellow River Basin from 2012-2022 as the research
 object to study the relationship between the policy of environmental
 regulation and the sustainable and healthy economic development of the
 Yellow River Basin. Based on the five new development concepts and the
 current development situation of the Yellow River Basin, the ecological
 and environmental factors are included in the scope of research, and a
 comprehensive evaluation index system for the high-quality economic
 development of the Yellow River Basin is constructed. The improved
 entropy method is used to measure the high-quality level, and the kernel
 kernel density estimation method is used to analyze the characteristics of
 spatial dynamic distribution of the economic development level of the
 Yellow River Basin. The specific research conclusions are as follows:
        (1) According to the measurement results of the development level
 of the Yellow River Basin from 2012 to 2022, the high-quality economic
 development level of the Yellow River Basin is stable and improving,
 showing a steady upward trend. In addition, environmental regulation can positively promote the high-quality economic development of the Yellow River Basin and has remarkable results; Based on the dynamic evolution kernel density analysis, it is found that the high-quality economic development of the Yellow River Basin shows four significant
 characteristics: the continuous right shift of economic center of gravity,
 the right tailing of development level, the narrowing of peak width andthe increase of peak number. (2) Through the heterogeneous analysis of
 different regions of the Yellow River Basin, first, the Yellow River Basin
 is divided into upstream, midstream and downstream, and it is concluded
 that the economic development level of each region is unbalanced. The
 economic development level of the downstream region is significantly
 higher than the overall level of the Yellow River Basin and the water level
 of the upstream and midstream regions. The environmental regulation in
 the downstream region can significantly promote the high-quality
 economic development. The environmental regulation in the midstream
 region has a negative impact on regional economic development and the
 effect is not significant. The environmental regulation in the upstream
 region has a positive impact on regional economic development, but the
 effect is not significant; Second, according to the division of large,
 medium and small cities, the environmental regulation of small cities and
 large cities can significantly promote the high-quality development of
 local economy, and the environmental regulation of medium-sized cities
 has no significant negative impact on the high-quality development of
 regional economy. (3) The analysis based on the intermediary effect test
 results shows that the mechanism of environmental regulation on the
 high-quality economic development of the Yellow River basin can be
 achieved through three indirect mechanisms: optimizing the industrial
 structure, improving the innovation ability of green technology and reducing the intensity of carbon emissions. The upgrading of industrial
 structure and the innovation of green technology show a significant
 positive intermediary effect, which is manifested in that the strengthening
 of regulatory policies can effectively optimize the industrial structure and
 promote the innovation of green technology; Carbon emission intensity
 shows a reverse intermediary effect, that is, the increase of carbon
 emissions per unit GDP will restrict the improvement of the quality of
 economic development to a certain extent. Finally, based on the above
 research conclusions, the countermeasures and suggestions of
 environmental regulation to promote the high-quality development of the Yellow River Basin are put forward.

学位类型硕士
答辩日期2025-05
学位授予地点甘肃省兰州市
语种中文
论文总页数70
参考文献总数86
馆藏号0006408
保密级别公开
中图分类号F061.5/165
文献类型学位论文
条目标识符http://ir.lzufe.edu.cn/handle/39EH0E1M/39999
专题经济学院
推荐引用方式
GB/T 7714
王洁蕊. 环境规制对黄河流域经济高质量发展的影响研究[D]. 甘肃省兰州市. 兰州财经大学,2025.
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