金融学院知识库

    2020年9月22日，习近平总书记在75届联合国大会上正式提出2030年实现碳达峰、2060年实现碳中和的“双碳”目标，倡导绿色、环保、低碳的生产生活方式。在此目标下，发展无污染、可再生的清洁能源越来越受到重视。在巴黎气候大会上，中国做出了到2030年非化石能源占一次能源消费比重达到20%左右的承诺。为实现“双碳”目标，2021年7月16日，中国碳市场正式开市。大力发展碳市场从而引导绿色技术创新，提高新能源产业的全球竞争力，离不开碳金融的支持。发展新能源产业是实现“双碳”目标的必然举措，碳金融将为节能减排、实现“双碳”目标提供强大的支撑力，在此背景下，研究新能源产业和碳金融之间的关系，探究二者之间的联动影响机制，推动碳金融和新能源产业的协同发展，具有十分重要的意义。
    本文立足于“双碳目标”，首先通过梳理国内外相关文献，对本文所涉及的相关概念及基础理论进行概述，阐述我国碳金融与新能源产业的发展现状和相互影响机理，为后续的研究奠定理论基础。其次运用熵值法和耦合协调度模型分析25个省市2012-2021年间碳金融和新能源产业的耦合协调度，在此基础上进一步分析了影响碳金融和新能源产业耦合协调度的因素，并进行了区域差异分析和空间效应检验。研究表明：（1）2012-2021年碳金融和新能源产业的综合发展水平总体呈上升趋势，但各地区的综合发展水平差异较大，呈现东部高、中部和西部次之，东北低的格局。耦合协调度处于轻度失调，逐渐过渡到濒临失调阶段。（2）在区域差异上，中国各省市碳金融与新能源产业融合发展差异呈现上升趋势。（3）空间效应上，碳金融与新能源产业在2015年后呈现空间正相关关系，地区之间也有向好的态势。最后基于实证研究的结论提出加强监管与合规、强化政策配合、推动市场积极引导和鼓励资本流动等促进碳金融和新能源产业协同发展的对策建议。

    Under this goal, the development of pollution-free and renewable clean energy is increasingly valued. At the Paris Climate Conference, China made a commitment to reach around 20% of primary energy consumption from non fossil fuels by 2030. To achieve the "dual carbon" goal, the Chinese carbon market officially opened on July 16, 2021. The vigorous development of the carbon market to guide green technology innovation and improve the global competitiveness of the new energy industry cannot be achieved without the support of carbon finance. Developing the new energy industry is an inevitable measure to achieve the "dual carbon" goals. Carbon finance will provide strong support for energy conservation and emission reduction, and achieving the "dual carbon" goals. In this context, studying the relationship between the new energy industry and carbon finance, exploring the linkage mechanism between the two, and promoting the coordinated development of carbon finance and the new energy industry is of great significance.
    This article is based on the "dual carbon goals". Firstly, by reviewing relevant literature at home and abroad, an overview of the relevant concepts and basic theories involved in this article is provided, elaborating on the current development status and mutual influence mechanism of carbon finance and new energy industry in China, laying a theoretical foundation for subsequent research. Secondly, the entropy method and coupling coordination model were used to analyze the coupling coordination of carbon finance and new energy industry in 25 provinces and cities from 2012 to 2021. Based on this, the factors affecting the coupling coordination of carbon finance and new energy industry were further analyzed, and regional differences and spatial effects were analyzed. Research has shown that from 2012 to 2021, the comprehensive development level of carbon finance and new energy industry has shown an overall upward trend, but there are significant differences in the comprehensive development level among different regions, showing a pattern of high in the east, followed by the central and western regions, and low in the northeast. The coupling coordination degree is in a mild imbalance, gradually transitioning to a near imbalance stage. (2) In terms of regional differences, the integration and development of carbon finance and new energy industries in various provinces and cities in China are showing an upward trend. (3) In terms of spatial effects, carbon finance and the new energy industry have shown a positive spatial correlation since 2015, and there is also a positive trend among regions. Finally, based on the conclusions of empirical research, countermeasures and suggestions are proposed to strengthen regulation and compliance, enhance policy cooperation, and promote the active guidance and encouragement of capital flow in the market to promote the coordinated development of carbon finance and the new energy industry.