作者张姣姣
姓名汉语拼音Zhang Jiaojiao
学号2021000002067
培养单位兰州财经大学
电话18340002913
电子邮件942170045@qq.com
入学年份2021-9
学位类别学术硕士
培养级别硕士研究生
学科门类经济学
一级学科名称应用经济学
学科方向产业经济学
学科代码020205
第一导师姓名万永坤
第一导师姓名汉语拼音Wan Yongkun
第一导师单位兰州财经大学
第一导师职称教授
题名制造业技术创新对碳排放的产业关联溢出效应研究
英文题名Research on the Industry Related Spillover Effect of Technological Innovation on Carbon Emissions in Manufacturing Industry
关键词制造业 技术创新 碳排放 产业关联溢出效应
外文关键词Manufacturing ; technology innovation ; carbon emissions ; industry related spillover effects
摘要

“双碳”目标宣布以来,碳排放的相关问题日益受到社会各界的高度关注。制造业作为高能耗产业在生产活动中产生了大量二氧化碳,技术作为碳减排的一条重要路径,这时应坚持创新驱动发展,将技术创新作为全面塑造制造业发展新优势的关键抓手,加快推动制造业绿色转型。本文在对技术创新和碳排放相关文献研究进行梳理总结的基础上,通过构建技术创新、碳排放、产业关联溢出效应理论分析框架,对双碳背景下制造业技术创新对碳排放的产业关联溢出效应进行了分析;利用熵值法、碳排放系数法对制造业技术创新、碳排放效率进行了测度与分析;综合运用空间计量模型深入探究了制造业技术创新对碳排放的影响和间接溢出效应。利用社会网络分析法研究了制造业技术创新对碳排放的溢出效应大小及溢出路径。论文主要研究内容和结论如下:

1)基于熵值法从创新投入、创新产出、创新支撑三个方面对技术创新指数构建指标体系,制造业中技术创新指数较高的行业多为高技术行业,其余的多为劳动密集型和资本密集型行业。基于碳排放系数法计算制造业30个行业的碳排放量,发现资本密集型行业的碳排放量远远高于技术密集型行业和劳动密集型行业。

2)通过空间杜宾模型的估计结果发现技术创新短期内对制造业碳排放效率在总体上呈现抑制作用,也就是说短期内技术创新可增加制造业的碳排放。间接溢出效应分解发现,本行业技术创新对上下游行业的碳排放效率存在显著的正向溢出效应,也就是本行业的技术创新可以减少上下游行业的碳排放量。并且在三种技术创新水平不同的行业中发现技术创新高水平行业的技术能够对上下游行业的碳排放效率产生正向的溢出效应,也就是降低上下游行业的碳排放量,技术创新中水平行业的技术只能对游行业的碳排放有溢出效应游行业没有溢出效应。而技术创新低水平行业的技术对上下游行业产生的溢出效应均不显著。

3)通过构造溢出效应、吸收效应矩阵发现,制造业技术创新对碳排放的溢出效应和吸收效应较高的行业为技术密集型行业

4)从整体来看,随着时间的推移,技术创新对制造业上下游产业之间的碳排放溢出的联系程度逐渐加强。但技术创新对下游行业碳排放的溢出效应与对上游行业的吸收效应在制造业各产业之间呈现较为不均衡的分布。从个体来看,7个行业能够将自身的技术创新溢出到其下游行业从而对下游行业的碳排放产生影响,也能够从上游行业吸收到技术创新,以降低自身行业的碳排放。6个行业的技术创新对下游行业碳排放的溢出效应较大且不从上游行业中吸收溢出效应。

5)通过溢出效应网络图发现随时间的推移,制造业产业之间技术创新对碳排放的溢出路径明显增加。以前两个行业为例可从溢出效应网络图中分析出制造业技术创新对碳排放的两条具体溢出路径:①计算机、通信和其他电子设备制造业→专用设备制造业→木材加工和木、竹、藤、棕、草制品业→家具制造业②电气机械和器材制造业→通用设备制造业→纺织业→纺织服装、服饰业。

 
英文摘要

Since the announcement of the "dual carbon" target, the issue of carbon emissions has increasingly received high attention from all sectors of society. As a high-energy consuming industry, manufacturing generates a large amount of carbon dioxide in production activities. Technology is an important path for carbon reduction. At this time, we should adhere to innovation driven development, take technological innovation as a key lever to comprehensively shape new advantages in manufacturing development, and accelerate the green transformation of manufacturing. Based on a review and summary of literature on technological innovation and carbon emissions, this article constructs a theoretical analysis framework for technological innovation, carbon emissions, and industrial spillover effects, and analyzes the spillover effects of technological innovation on the manufacturing industry under the dual carbon background; We measured and analyzed manufacturing technology innovation and carbon emission efficiency using entropy method and carbon emission coefficient method; We comprehensively utilized spatial econometric models to explore the impact and indirect spillover effects of technological innovation on carbon emissions in the manufacturing industry. The social network analysis method was used to study the spillover effects and pathways of technological innovation on carbon emissions in the manufacturing industry. The main research content and conclusions of the paper are as follows:

(1) Based on the entropy method, an index system for technological innovation index is constructed from three aspects: innovation input, innovation output, and innovation support. In the manufacturing industry, the industries with higher technological innovation index are mostly high-tech industries, while the rest are mostly labor-intensive and capital intensive industries. Based on the carbon emission coefficient method, the carbon emissions of 30 manufacturing industries were calculated, and it was found that the carbon emissions of capital intensive industries were much higher than those of technology intensive and labor-intensive industries.

(2) The estimation results of the spatial Durbin model show that technological innovation has an overall inhibitory effect on the carbon emission efficiency of the manufacturing industry in the short term, which means that technological innovation can increase the carbon emissions of the manufacturing industry in the short term. The decomposition of indirect spillover effects reveals that technological innovation in this industry has a significant positive spillover effect on the carbon emission efficiency of upstream and downstream industries, which means that technological innovation in this industry can reduce the carbon emissions of upstream and downstream industries. And in three industries with different levels of technological innovation, it was found that technology in industries with high levels of technological innovation can have a positive spillover effect on the carbon emission efficiency of upstream and downstream industries, that is, reduce the carbon emissions of upstream and downstream industries. Technology in industries with medium levels of technological innovation can only have a spillover effect on the carbon emissions of downstream industries, but there is no spillover effect on upstream industries. However, the spillover effects of technology from industries with low levels of technological innovation on upstream and downstream industries are not significant.

(3) By constructing a spillover and absorption effect matrix, it was found that the industries with high spillover and absorption effects of manufacturing technology innovation on carbon emissions are technology intensive industries.

(4) Overall, with the passage of time, the degree of connection between technological innovation and carbon emission spillovers between upstream and downstream industries in the manufacturing industry has gradually strengthened. However, the spillover effect of technological innovation on carbon emissions in downstream industries and the absorption effect on upstream industries show a relatively uneven distribution among various manufacturing industries. From an individual perspective, there are 7 industries that can overflow their technological innovation to their downstream industries, thereby affecting their carbon emissions. They can also absorb technological innovation from upstream industries to reduce their own carbon emissions. Six industries have significant spillover effects of technological innovation on carbon emissions in downstream industries and do not absorb spillover effects from upstream industries.

(5) Through the spillover effect network diagram, it was found that over time, the spillover path of technological innovation between manufacturing industries on carbon emissions has significantly increased. Taking the previous two industries as examples, two specific spillover paths of technological innovation on manufacturing carbon emissions can be analyzed from the spillover effect network diagram: computer, communication, and other electronic equipment manufacturing specialized equipment manufacturing wood processing and wood, bamboo, rattan, palm, and grass products industry furniture manufacturing industry electrical machinery and equipment manufacturing industry general equipment manufacturing industry textile industry textile and clothing industry.

学位类型硕士
答辩日期2024-05-25
学位授予地点甘肃省兰州市
语种中文
论文总页数66
参考文献总数55
馆藏号0005600
保密级别公开
中图分类号F062.9/99
文献类型学位论文
条目标识符http://ir.lzufe.edu.cn/handle/39EH0E1M/36482
专题国际经济与贸易学院
推荐引用方式
GB/T 7714
张姣姣. 制造业技术创新对碳排放的产业关联溢出效应研究[D]. 甘肃省兰州市. 兰州财经大学,2024.
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