技术创新对企业经营绩效的影响研究— 以光伏出口企业为例

作者	杨发淼
姓名汉语拼音	Yang Famiao
学号	2020000002049
培养单位	兰州财经大学
电话	17393009464
电子邮件	540581174@qq.com
入学年份	2020-9
学位类别	专业硕士
培养级别	硕士研究生
一级学科名称	国际商务
学科代码	0254
第一导师姓名	张璐
第一导师姓名汉语拼音	Zhang Lu
第一导师单位	兰州财经大学
第一导师职称	教授
第二导师姓名	郝新蓉
第二导师姓名汉语拼音	Hao Xinrong
第二导师单位	宁波财经学院
第二导师职称	副教授
题名	技术创新对企业经营绩效的影响研究— 以光伏出口企业为例
英文题名	Research on the impact of technological innovation on corporate business performance-Taking PV exporters as an example
关键词	光伏出口企业技术创新授权专利数经营绩效固定效应
外文关键词	Photovoltaic Exporters ; Technological Innovation ; Granted Patents ; Business Performance ; Fixed Effect
摘要	人类社会发展到今天，已逐渐认识到化石能源对未来发展所存在的局限性。目前，世界各国已将新能源技术作为新一轮技术革命和能源结构改革的重要突破点。光伏，作为新能源技术的核心组成部分，对推动可再生能源技术的发展起着举足轻重的作用。过去十年，我国光伏行业在政府的大力扶持下，一路快速发展，产业链已逐步成熟，我国已成为世界光伏强国。但随着光伏产业的蓬勃发展，我国政策补贴缺口不断扩大，2018年，我国启动了光伏行业退补工作，降低补贴强度。再加上以美国为首的西方国家自2012 年以来将“双反大棒”砸向中国，一时间，中国光伏企业在国际市场上深陷多路“围追堵截”的窘境。在面临国内退补，国际贸易保护主义兴起的双重两难局面，怎样才能更好地走出国门，在国际市场竞争激烈的情况下得以生存，成为光伏出口企业当时亟待解决的问题。自2018 年我国实施“531”新政之后，我国光伏制造企业通过技术创新，使得光伏产业链价格快速向下调整，光伏产品出口的经济性日益凸显。根据CPIA 的数据显示，我国光伏出口企业海外装机实现62GW，同比增长25.7%。受益于海外市场的需求繁荣，我国光伏产品出口量逐年增加，光伏出口企业迎来了开拓国际市场的机会。但是，受制于上游原材料供应紧缺所导致的价格上涨以及诸多资源主要向技术先进的光伏企业聚集，产能落后的光伏出口企业如何实现更好的发展，在激烈的国际竞争中不断成长起来成为亟待解决的问题。基于这一背景之下，本文用实证和案例相结合的方法对我国光伏出口企业技术创新与经营绩效的影响进行研究，旨在启示我国光伏出口企业通过技术创新，增加授权专利数可以提升产业链的技术研发制造能力，构建属于自己的技术壁垒，提高自身产品的核心竞争力，从而不断增加产品的出口竞争力，改变原有通过价格战来提高国际市场占有率的传统打法，以先进的技术和高竞争力的产品来参与国际竞争，进而为企业带来更高的经济效益。本文具体操作如下：首先，对关于技术创新以及授权专利数与企业经营绩效之间关系的文献进行梳理，总结出授权专利数与经营绩效的普遍结论；其次，在参考相关文献之后，采用双固定效应模型进行多元线性回归分析光伏出口企业授权专利数对企业经营绩效的影响关系，在得出实证结果后采用异质性分析与稳健性检验进一步论证结果的准确性；最后，以隆基绿能为案例对象具体分析该企业授权专利数与经营绩效的关系，发现隆基绿能授权专利数与经营绩效的关系与前文实证分析结果相符合。进而得出本文的研究结论：对于光伏出口企业来说，授权专利数对企业经营绩效存在显著的影响，授权专利数对盈利能力和成长能力存在显著的正向影响，对营运能力有着显著的负向影响，对偿债能力不存在显著的影响关系。
英文摘要	Up till now, human society has gradually realized the limitations of fossil energy for future development. At present, the government around the world have taken new energy technology as an important breakthrough point for a new round of technological revolution and energy structure reform. Photovoltaic, as the core component of new energy technology, plays a pivotal role in promoting the development of renewable energy technology. Chinese photovoltaic facilities have developed rapidly in the past decade with strong government support, the photovoltaic industry chain has gradually developed and matured, and China has become the world's leading photovoltaic power. But with the development of the PV industry, the gap in China's policy subsidies is getting bigger and bigger, and in 2018 China started to refund the subsidies to the PV industry and reduce the intensity of subsidies. In addition, since 2012, the European Union, the United States, Canada and Australia have to our country smashed "double reverse stick", China's photovoltaic enterprises in the international market for a time into a multi-way "hounding" dilemma. In the face of domestic subsidies, the rise of international trade protectionism double dilemma, how to better go out and survive in the competitive international market has become the urgent need to solve the problem of PV export enterprises. Since the implementation of the "531" new policy in 2018, China's photovoltaic manufacturing enterprises through technological innovation, making the rapid downward adjustment of the price of the photovoltaic industry chain, the economy of photovoltaic product exports is increasingly prominent. According to CPIA data, China's PV exporters have installed 62GW overseas, up 25.7% year-on-year. Benefiting from the booming demand in overseas markets, China's PV product exports have increased year by year, and PV exporters have welcomed the opportunity to explore international markets. However, due to the rising domestic PV raw material prices and the gathering of resources mainly to technologically advanced PV enterprises, how PV exporters with lagging production capacity can achieve better development and keep growing up in the fierce international competition has become an urgent problem to be solved. This paper uses a combination of empirical evidence and cases to study the impact on technological innovation and business performance of China's PV export enterprises, aiming to enlighten China's PV export enterprises through technological innovation and increase the number of authorized patents can enhance the technological research and development manufacturing capacity of the industrial chain, continuously increase the export competitiveness of products and improve the international market share, which in turn can bring higher economic benefits to the enterprises. The specific operation of this paper is as follows. Firstly, the literature on technological innovation and the relationship between the number of granted patents and enterprise business performance is sorted out, and the general conclusions on the number of granted patents and business performance are summarized; secondly, after referring to the relevant literature, a multiple linear regression model is used to analyze the relationship between the number of granted patents and the business performance of PV export enterprises using a double fixed effect model; finally, Longy Green Energy is used as a case object to specifically analyze the relationship between the Finally, the relationship between the number of authorized patents and the business performance of this enterprise is analyzed with the case of Longi Green Energy. Finally, the relationship between the number of granted patents and the business performance of Longi Green Energy is analyzed. This paper concludes that the number of granted patents has a significant impact on the business performance of PV exporters, and the number of granted patents has a significant positive impact on profitability and growth ability, a significant negative impact on operating ability, and no significant impact on solvency.
学位类型	硕士
答辩日期	2023-05-21
学位授予地点	甘肃省兰州市
研究方向	企业国际化运营与发展
语种	中文
论文总页数	59
参考文献总数	67
馆藏号	0005006
保密级别	公开
中图分类号	F740.4/104
文献类型	学位论文
条目标识符	http://ir.lzufe.edu.cn/handle/39EH0E1M/33730
专题	国际经济与贸易学院
推荐引用方式 GB/T 7714	杨发淼. 技术创新对企业经营绩效的影响研究— 以光伏出口企业为例[D]. 甘肃省兰州市. 兰州财经大学,2023.

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