作者徐恒
姓名汉语拼音Xu Heng
学号2019000001014
培养单位兰州财经大学
电话18693095328
电子邮件192196245@qq.com
入学年份2019-9
学位类别学术硕士
培养级别硕士研究生
学科门类经济学
一级学科名称应用经济学
学科方向区域经济学
学科代码020202
第一导师姓名王必达
第一导师姓名汉语拼音Wang Bida
第一导师单位兰州财经大学
第一导师职称教授
题名双重价值链视角下我国制造业转型升级的 路径研究
英文题名Research on the Path of Transformation and Upgrading of Chinese Manufacturing Industry from the Perspective of Dual Value Chain
关键词双重价值链 全球价值链 国内价值链 出口附加值率 制造业转型升级
外文关键词Domestic value chain ; Global value chain ; Dual value chain ; Export value added rate ; Transformation and upgrading of manufacturing industry
摘要
改革开放 40 多年以来,我国东部沿海地区以廉价的劳动力、资源等生产要 素嵌入全球价值链低端,经济取得快速发展。目前,我国制造业增加值占全球制 造业增加值的 30%以上,毫无疑问,我国制造业体量居于世界前列,制造业发展 速度快。然而,中国一直被称作“世界工厂”,体量大但缺乏高端核心产品,一 直处在全球价值链低端。美国等西方发达国家实施再工业化以及新冠疫情的爆发, 国内外经济形势严峻,东部沿海地区面临制造业转型压力,以低廉的生产要素参 与全球价值链分工虽然仍能引进发达国家的先进技术、知识等高级生产要素,但 已不能使我国制造业实现全球价值链的攀登。同时,我国具有广阔的市场、要素 禀赋差异大,已具备构建和发展国内价值链的基础,培育以本土企业为核心的国 内价值链,有利于使东部沿海地区发挥国内价值链链主地位,提高自身创新能力 水平和出口附加值。因此,我国各省份应该积极参与双重价值链分工,从国内外 累积和创造高级生产要素,推动我国制造业转型升级。 本文基于双重价值链视角下,对全球价值链向国内价值链的演化、制造业转 型升级的动力机制、影响因素、升级路径等相关文献进行了梳理,其次阐述了双 重价值链视角下我国制造业转型升级的理论机制,接着对参与全球价值链分工地 位进行测度,同时借鉴苏庆义(2016)的理论方法,并结合 Koopman(2010)的 KWW 法,测算我国区域各省份参与全球价值链分工的地位,在理论机制分析的基 础上探讨双重价值链视角下我国制造业转型升级的路径。通过研究发现:1、我 国各区域参与双重价值链分工,能够提高我国的自主创新水平和出口附加值率, 减少企业生产成本,提高劳动生产率,进而推动我国制造业转型升级。2、分区 域样本回归结果显示:(1)根据市场化程度划分,结果表明各省份均能通过参 与双重价值链分推动产业结构升级。(2)对开放程度来讲,开放水平地的地区 比开放水平高的地区更有利于实现制造业转型升级;(3)东中西部地区参与双 重价值链分工系数为正,能够促进制造业转型升级,但对中西部的效果更加显著。 3、分行业样本回归结果显示,无论国企化程度高低,均未通过显著性检验,但 系数为正,说明有正向影响。其次,对于出口偏向型和非出口偏向型企业来讲, 出口偏向型参与全球价值链分工对制造业转型升级有正向作用且显著,而参与国 内价值链呈负向作用。类似,非出口偏向型企业更倾向于国内价值链分工,最终结果显示,参与双重价值链分工系数为负值。4、从更换被解释变量、增加标准 误聚类、更换标准误聚类以及控制省份固定效应四个方面进行稳健性检验,结果 均显著。最后,根据研究结论提出了相关政策建议。
英文摘要
Since the reform and opening up more than 40 years ago, China's eastern coastal areas have been embedded in the low end of the global value chain with cheap labor, resources and other factors of production, and achieved rapid economic development. At present, the added value of China's manufacturing industry accounts for more than 30% of the added value of the global manufacturing industry. There is no doubt that The volume of China's manufacturing industry is in the forefront of the world and the manufacturing industry develops rapidly. However, China has long been referred to as the "workshop of the world", with its large size but lack of high-end core products, and has remained at the lower end of the global value chain. The United States and other western developed countries implement industrialization and new outbreaks, the economic situation at home and abroad, transformation of manufacturing pressure, on the east coast at low production factors participate in the global value chain division of labor, though still can introduce the advanced technology of developed countries, knowledge, such as advanced factors of production, but can not make the manufacturing industry in our country to realize the global value chain of the climb. At the same time, China has a broad market and a large difference in factor endowment, which has the foundation to build and develop the domestic value chain. To cultivate the domestic value chain with local enterprises as the core
will help the eastern coastal regions to play a leading role in the domestic value chain, improve their own innovation ability and export added value. Therefore, all provinces in China should actively participate in the division of dual value chain, accumulate and create advanced production factors from home and abroad, and promote the transformation and upgrading of China's manufacturing industry. Perspective, this article is based on double value chain of global value chain to the evolution of the value chain, manufacturing, domestic transformation and upgrading of the dynamic mechanism, influence factors, generalizes the upgrade path and related literature, secondly expounds the dual perspective of value chain theory mechanism of transformation and upgrading of manufacturing in our country, and then to measure of division of labor status in the global value chain, At the same time, based on the theoretical method of Su Qingyi (2016) and the KWW method of Koopman (2010), this paper measures the status of China's provinces in participating in the division of global value chain, and discusses the path of China's manufacturing industry transformation and upgrading from the perspective of dual value chain on the basis of theoretical mechanism analysis. The research finds that: 1. The participation of all regions in the dual value chain division of labor in China can improve the level of independent innovation and export value-added rate, reduce the production cost of enterprises, improve labor productivity, and then promote the transformation and upgrading of China's manufacturing industry. 2. The regression results of sub-regional samples show that (1) according to the degree of marketization, the results show that all provinces can promote the upgrading of industrial structure by participating in the dual value chain. (2) In terms of openness, regions with openness level are more conducive to realizing the transformation and upgrading of manufacturing industry than regions with high openness level. (3) The division coefficient of participation in the dual value chain in the eastern and western regions is positive, which can promote the transformation and upgrading of manufacturing industry, but the effect is more significant for the central and western regions. 3. The regression results of samples in different industries show that no matter how high or low the degree of soE is, they all pass the significance test, but the coefficient is positive, indicating a positive impact. Second, for bias and the export to export, export type to participate in the global value chain division of labor has positive effect and significant to the transformation and upgrading of manufacturing, and to participate in domestic negative role to the value chain, similar to the export to enterprises tend to be more domestic value chain division of labor, the final result shows that participate in the dual value chain division coefficient is negative. 4. Robustness tests were carried out from four aspects of changing explained variables, increasing standard error clustering, changing standard error clustering and controlling fixed effect of provinces, and the results were all significant. Finally, relevant policy recommendations are put forward according to the research conclusions.
学位类型硕士
答辩日期2022-05-21
学位授予地点甘肃省兰州市
语种中文
论文总页数65
参考文献总数64
馆藏号0004081
保密级别公开
中图分类号F061.5/125
文献类型学位论文
条目标识符http://ir.lzufe.edu.cn/handle/39EH0E1M/32544
专题经济学院
推荐引用方式
GB/T 7714
徐恒. 双重价值链视角下我国制造业转型升级的 路径研究[D]. 甘肃省兰州市. 兰州财经大学,2022.
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